Analyst, Compliance Officer (Investment Compliance Advisory)

About this role

BlackRock China Fund Management Corporation (FMC):

BlackRock’s purpose is to help more people experience financial well-being and the firm has a long history of investing in and serving investors in China. BlackRock aspires to become the leading global asset management firm operating in China and is committed to contributing to the long-term development of the local asset management industry.

BlackRock China Fund Management Company, a Shanghai-based wholly owned subsidiary of BlackRock, aims to extend its asset and risk management expertise and offer Chinese investors innovative and diversified mutual fund products and investment solutions to help transform more cash savers into long-term investors.

Role Description:

We are seeking a motivated compliance professional to join the FMC Compliance team. This role will support the ongoing compliance oversight of investment management activities and provide proactive compliance advisory support to business stakeholders. The ideal candidate should possess strong analytical capabilities, sound judgment, a collaborative mindset, and the ability to work effectively in a dynamic and fast-paced environment

Key Responsibilities:

Initial responsibilities will be primarily focused on:

·         Conduct ongoing compliance monitoring of investment activities and trading practices.

·         Assist in the development, enhancement, and maintenance of compliance policies, procedures, and internal controls.

·         Provide day-to-day compliance advisory support to investment, trading, and business teams.

·         Perform surveillance and analysis relating to investment risk thresholds and trading activities, support the implementation and monitoring of insider trading controls and information barriers.

·         Participate in compliance review and assessment for new products, business initiatives, and regulatory changes.

·         Support regulatory reporting, compliance monitoring programs, and internal governance initiatives.

·         Deliver compliance training and contribute to fostering a strong compliance culture across the organization.

·         Liaise with local, regional and global stakeholders across investment and trading, risk, operations, legal and compliance, and other control functions. 

Qualifications, Knowledge and Experience:

·         Bachelor’s degree or above in Finance, Economics, Accounting, or other relevant disciplines.

·         3–5 years of relevant experience in investment compliance or risk management within asset management industry.

·         Good understanding of investment and trading-related regulatory requirements and industry practices.

·         Experience in investment surveillance, trading controls, or investment guideline monitoring would be advantageous.

·         Strong analytical and problem-solving skills, with the ability to interpret regulations and assess regulatory risks pragmatically.

·         Proficient in handling and analyzing data with strong attention to detail.

·         Strong interpersonal and communication skills, with the ability to build effective working relationships across functions and seniority levels. Team player with a positive attitude and willingness to learn.

·         Self-motivated, proactive, well-organized, and able to manage multiple priorities.

·         High level of integrity, accountability, and professional judgment.

·         CFA / FRM qualification or progress toward certification is a plus. Fund Practitioner Qualification is preferred.

Our benefits

To help you stay energized, engaged and inspired, we offer a wide range of benefits including a strong retirement plan, tuition reimbursement, comprehensive healthcare, support for working parents and Flexible Time Off (FTO) so you can relax, recharge and be there for the people you care about.

Our hybrid work model

BlackRock’s hybrid work model is designed to enable a culture of collaboration and apprenticeship that enriches the experience of our employees, while supporting flexibility for all. Employees are currently required to work at least 4 days in the office per week, with the flexibility to work from home 1 day a week. Some business groups may require more time in the office due to their roles and responsibilities. We remain focused on increasing the impactful moments that arise when we work together in person – aligned with our commitment to performance and innovation. As a new joiner, you can count on this hybrid model to accelerate your learning and onboarding experience here at BlackRock.

About BlackRock

At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being.  Our clients, and the people they serve, are saving for retirement, paying for their children’s educations, buying homes and starting businesses. Their investments also help to strengthen the global economy: support businesses small and large; finance infrastructure projects that connect and power cities; and facilitate innovations that drive progress.

This mission would not be possible without our smartest investment – the one we make in our employees. It’s why we’re dedicated to creating an environment where our colleagues feel welcomed, valued and supported with networks, benefits and development opportunities to help them thrive.

For additional information on BlackRock, please visit @blackrock | Twitter: @blackrock | LinkedIn: www.linkedin.com/company/blackrock

BlackRock is proud to be an Equal Opportunity Employer.  We evaluate qualified applicants without regard to age, disability, family status, gender identity, race, religion, sex, sexual orientation and other protected attributes at law.